Safeguarding the Financial System: Are You Doing Your Part?
If you are an organization subject to Bank Secrecy Act (BSA) regulation, it is incumbent upon you to develop, implement, and monitor a formalized Anti-Money Laundering (AML) program. Your organization’s compliance enhances the financial well-being of the enterprise, the markets you operate in, and the safety and security of the financial system and the United States as a whole.
This whitepaper covers key topics and guidelines relevant to BSA/AML compliance, including the 5 main areas of an AML compliance program:
- Risk Assessment
- Internal Controls Review
- Independent Testing (Audit)
- BSA/AML Compliance Officer
- BSA/AML Compliance Training
It also provides guidance on “Know Your Customer,” including a look at Customer Identification Programs (CIPs) and third-party risk management guidelines.
We invite you to download your free digital copy of Anti-Money Laundering.
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